A Pathway to True Independence: Joining an Established RIA

Financial Planning and TD AMERITRADE Institutional
present a complimentary event:

A Pathway to True Independence: Joining an Established RIA

On Demand
Duration: 1 hour

There's more than one road to becoming an independent RIA. Get directions during this presentation that was hosted during TD AMERITRADE Institutional's National Conference in Orlando, FL.

Flexibility. Freedom. Control of your own destiny. The ability to better serve your clients. Retaining more of what you earn. These are just some of the benefits of true independence, and there are multiple ways to get there.

During this session, former wirehouse advisor Ron Wyatt shared his recent experience of joining an established RIA firm. Ron was accompanied by Stephanie Rossi, of the hiring RIA firm JFS Wealth Advisors, who recently brought Ron over. They will discuss the benefits of joining an established RIA, and what to think about when making a move. Patrick J. Burns, Esq., provided insights into legal considerations advisors should think about when transitioning to true independence.

Register today for this on demand event that was hosted during TD AMERITRADE Institutional's National Conference, and get the direction you need to begin your journey to true independence.
Moderator:
Jeff Zabel, Director of Sales Strategy, TD AMERITRADE Institutional

Panelists:
Stephanie Rossi, CFP®, Managing Principal, JFS Wealth Advisors
Ron Wyatt, CFP®, CIMA®, ChFC®, CRC®, Managing Principal, JFS Wealth Advisors
Patrick J. Burns, Jr., Managing Attorney, The Law Offices of Patrick J. Burns, Jr., P.C.


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1. Are you planning on making a transition to independence or another firm? If Yes, when:
2. What aspects of going independent appeal to you the most?
3. What percentage of your current book is fee-based?


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