Making Independence Happen: Joining an Established RIA firm

Financial Planning and TD AMERITRADE Institutional
present a Complimentary Web Seminar:

Making Independence Happen: Joining an Established RIA firm

Available On Demand
Duration: 1 hour

Ready for a change? Perhaps now is the time.

Join us for an informative web seminar about the benefits of achieving true independence and the many ways to make the transition. If you're interested in independence, but aren’t ready to make the leap to start your own business, joining an established RIA firm may be the perfect solution for you.

Tune in to hear the personal experiences of a wirehouse broker who signed on with an RIA firm, as well as guidance from the managers of an RIA firm, as they discuss:

  • Benefits of true independence
  • Advantages of joining an RIA
  • Insights on what skills and attributes hiring RIA firms are looking for
  • Transition experiences: what the panel learned and what they would do differently
  • Different compensation and equity-sharing methods
  • Tools to help connect advisors or brokers with RIA firms looking to grow
Speaking panel:
  • Craig Adams, Vice President, CIO of Confidential Management Advisors, Inc.
  • Jim Tassoni, Director of Investment Services, Confidential Management Advisors, Inc.
  • Daniel Seivert, CEO and Managing Partner, ECHELON Partners


Sponsored by:
Please fill out the following form to reserve your seat today:
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1. Are you planning on making a transition to independence or another firm? If Yes, when:
2. What aspects of going independent appeal to you the most?
3. What percentage of your current book is fee-based?


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TD AMERITRADE and SourceMedia, Inc. are separate and unaffiliated and are not responsible for one another's policies and services. Brokerage services provided by TD AMERITRADE Institutional, Division of TD AMERITRADE, Inc., member FINRA/SIPC.





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